Carbonyl Alpha-Substitution Reactions (Enols and Enolates, Malonic Ester Syn, Stork)

Hydrogens D and E are alpha to two carbonyls and so will be the more acidic than C, which is only alpha to one carbonyl. This is because the enolates that arise from deprotonate at D and E have more resonance forms than the enolate that arrises at C.

Because ketones are more electron withdrawing than esters, D will be more acidic than E. So far we have:

D > E > C > (other)

The carbanions that would arrise from deprotonation of carbons A and B both do not have any resonance forms, so we don't expect either to be acidic. But because A is next to a fluorine atom, which is an electron withdrawing group, A will be more acidic than B. So the overall order is:

(most acidic) D > E > C > A > B (least acidic)

Carbonyls are in equilibrium with their enol forms. This process is called keto-enol tautomerization. (See problems 738 and 739). So when this compound is placed in water a small amount of it will constantly be converted to its enol form, and then back again to the carbonyl form.

But the enol form is achiral! (the alpha carbon is sp² instead of sp³ as in the carbonyl form).

So when the achiral enol goes back to its carbonyl form, half will become (S) and the other half will become (R). The stereocenter becomes "scrambled." The process of an optically pure compound becoming a racemic mixture is called racemization.

When enolates attack, the arrow is drawn from the double bond to the electrophile, and NOT from the negatively charged oxygen! The enolate's carbonyl reforms, and a new bond is created at the alpha position.

But Aldehydes and ketones react differently than ester and acid chlorides.

a) Aldehydes and ketones are oxidation state II carbonyls (the carbonyl has carbon-heteroatom bonds- the double bonded oxygen counts twice).

They do not have a built-in leaving group, and so undergo nucleophilic acyl addition reactions. The carbonyl on the electrophile becomes an alcohol.

So the product from this reaction is a beta hydroxyl carbonyl. If this β-hydroxyl carbonyl is heated up, the hydroxyl will eliminate to from an alpha, beta unsaturated carbonyl.

The mechanism for a) is very similiar to that of an aldol condensation reaction.

b) Esters (and acid chlorides) are oxidation state III carbonyls (the carbonyl carbon has three carbon-heteroatom bonds). They have a built-in leaving group (^-OR in the case of an ester, and Cl^- for an acid chloride), and so undergo nucleophilic acyl substitution reactions. ("up, down, kick"). The carbonyl on the electrophile is reformed.

So the product from this reaction is a beta keto carbonyl.

The mechanism for b) is very similiar to that of a Claisen condensation reaction.

Enamines attack alkyl halides just as enolates do.

The trick to the Stock enamine synthesis is to remember how enamines (and imines) are related to carbonyls:

• Enamines are formed from carbonyls and 2º amines.
• Enamines (and imines) are converted back to carbonyls with H₃O⁺ (acidic hydrolysis).

Enols are just like enolates in that they attack electrophiles and add to the alpha position.

Unlike in problem 739 in which enolates were formed in two steps, enolate formation is usually drawn in one step, as shown below.

Enolates then can attack electrophiles (alkyl halides, carbonyls, etc.) to make new bonds at the alpha position.

Notice that after an alpha substitution reaction the carbonyl is reformed, and so can react again.

These mechanisms are similar to those in problem 738, only under basic conditions.

a) Carbonyl to Enolate (basic)

In the mechanism below the carbonyl was deprotonated at the alpha position, and the enolate was then drawn as a resonance form. You can also go straight from carbonyl to enolate in one reaction arrow. (rip off the proton, form the new double bond, and send the carbonyl "up" to form a negative charged oxygen).

b) Enolate to Carbonyl (basic) "DOWN"

Like a), this reaction can be done in one reaction arrow (negative charge comes "down" and double bond attacks a proton)

It's important that you become familiar with the mechanisms for enol and enolate formation in both acid (Q738) and in base (this problem), as well as carbonyl hydrate formation in both acid (Q706) and base (Q705).

If you can draw these four mechanisms you will be able to figure most of the reactions in second semester organic chemistry!

Enol and enolate mechanisms always involve the alpha position of the carbonyl (one away from the carbonyl carbon). This the alpha hydrogen is acidic, and so can be deprotonated.

To form an enol (or enolate) from a carbonyl, the alpha position of the carbonyl must be deprotonated, and the double bond (pi electrons) travels "goes up" to the oxygen to become a lone pair.

To form a carbonyl from an enol (or enolate), the alpha position of the carbonyl must be protonated, and a lone pair on the oxygen "comes down" to reform the carbonyl.

This "up and down" mechanism is similar to the Nucleophilic Acyl Addition/Substitution mechanisms discussed in problems 705 and 706, with the difference being that the carbon carbonyl is not where bond formation takes place. In enol/enolate mechanisms, new bond formation occurs at the alpha position.

a) Carbonyl to Enol (acidic) "UP"

Because this mechanism takes place under acidic conditions, the carbonyl oxygen must be protonated before its double bond "goes up" to form a lone pair.

b) Enol to Carbonyl (acidic) "DOWN"

Most people remember that a lone pair from the enol oxygen "comes down." But many forget that you have to add something back to the alpha position! In this case, it's just a hydrogen- you reprotonate the alpha position to form the carbonyl.

Compounds 1 and 2 are more acidic than compound 3 because their conjugate bases have more resonance forms than that of compound 3.

Compound 1 is more acidic than compound 2 because the resonance form of its conjugate base has two oxygen atoms and is more stable than that of compound 2, which has one oxygen and one nitrogen; a negative oxygen atom is more stable than a negative nitrogen atom.